Futures Compliance Inc. was established in 2009, and is located in the Chicago Board of Trade. We specialize in the formation and registration of compliant and successful new ventures including introducing brokers (IBs), commodity trading advisors (CTAs), and futures commission merchants (FCMs).
Our services includes a full consultation with you and your staff regarding our industry's compliance requirements. We completely outline what will be necessary for your firm to become a fully compliant and operational brokerage firm.
Our president and founder, Cheryl B. Fitzpatrick-Smith, possesses more than two decades of experience in the legal and compliance arenas and understands the importance of a compliant operation in any successful futures firm. Following her lead, our staff remains current on all regulatory changes and mandates.